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SIFTR(4)		     Kernel Interfaces Manual			SIFTR(4)

NAME
     SIFTR -- Statistical Information For TCP Research

SYNOPSIS
     To load SIFTR as a module at run-time, run the following command as root:

	   kldload siftr

     Alternatively, to load SIFTR as a module at boot time, add the following
     line into the loader.conf(5) file:

	   siftr_load="YES"

DESCRIPTION
     SIFTR  (Statistical  Information  For TCP Research) is a kernel module that
     logs a range of statistics on active TCP connections to  a  log  file.   It
     provides the ability to make highly granular measurements of TCP connection
     state, aimed at system administrators, developers and researchers.

   Compile-time Configuration
     The  default  operation  of SIFTR is to capture IPv4 TCP/IP packets.  SIFTR
     can be configured to support IPv4 and IPv6 by uncommenting:

	   CFLAGS+=-DSIFTR_IPV6

     in <sys/modules/siftr/Makefile> and recompiling.

     In the IPv4-only (default) mode, standard	dotted	decimal  notation  (e.g.
     "136.186.229.95")	is  used  to format IPv4 addresses for logging.  In IPv6
     mode, standard dotted decimal notation is used to	format	IPv4  addresses,
     and  standard colon-separated hex notation (see RFC 4291) is used to format
     IPv6 addresses for logging. Note that SIFTR uses uncompressed  notation  to
     format IPv6 addresses.  For example, the address "fe80::20f:feff:fea2:531b"
     would be logged as "fe80:0:0:0:20f:feff:fea2:531b".

   Run-time Configuration
     SIFTR  utilises  the  sysctl(8) interface to export its configuration vari-
     ables to user-space.  The following variables are available:

	   net.inet.siftr.enabled
		   controls whether the module performs its measurements or not.
		   By default, the value is set to 0,  which  means  the  module
		   will  not  be  taking  any  measurements.   Having the module
		   loaded with net.inet.siftr.enabled set to 0 will have no  im-
		   pact  on  the performance of the network stack, as the packet
		   filtering hooks are only inserted when net.inet.siftr.enabled
		   is set to 1.

	   net.inet.siftr.ppl
		   controls how many inbound/outbound packets for  a  given  TCP
		   connection  will  cause a log message to be generated for the
		   connection.	By default, the value is set to 1,  which  means
		   the	module	will log a message for every packet of every TCP
		   connection.	The value can be set to any integer in the range
		   [1,2^32], and can be changed at any time, even while the mod-
		   ule is enabled.

	   net.inet.siftr.logfile
		   controls the path to the file that the module writes its  log
		   messages  to.   By  default,  the  file /var/log/siftr.log is
		   used.  The path can be changed at any time,	even  while  the
		   module is enabled.

	   net.inet.siftr.genhashes
		   controls whether a hash is generated for each TCP packet seen
		   by  SIFTR.  By default, the value is set to 0, which means no
		   hashes are generated.  The hashes  are  useful  to  correlate
		   which TCP packet triggered the generation of a particular log
		   message,  but  calculating them adds additional computational
		   overhead into the fast path.

   Log Format
     A typical SIFTR log file will contain 3 different	types  of  log	message.
     All messages are written in plain ASCII text.

     Note: The "\" present in the example log messages in this section indicates
     a line continuation and is not part of the actual log message

     The first type of log message is written to the file when the module is en-
     abled  and  starts  collecting data from the running kernel. The text below
     shows an example module enable log. The fields are tab delimited  key-value
     pairs which describe some basic information about the system.

	   enable_time_secs=1238556193	  enable_time_usecs=462104 \
	   siftrver=1.2.2    hz=1000	tcp_rtt_scale=32 \
	   sysname=FreeBSD    sysver=604000    ipmode=4

     Field descriptions are as follows:

	   enable_time_secs
		   time  at  which  the module was enabled, in seconds since the
		   UNIX epoch.

	   enable_time_usecs
		   time at which the module was enabled, in  microseconds  since
		   enable_time_secs.

	   siftrver
		   version of SIFTR.

	   hz	   tick rate of the kernel in ticks per second.

	   tcp_rtt_scale
		   smoothed RTT estimate scaling factor

	   sysname
		   operating system name

	   sysver  operating system version

	   ipmode  IP  mode  as defined at compile time.  An ipmode of "4" means
		   IPv6 is not supported and IP addresses are logged in  regular
		   dotted  quad  format.   An  ipmode  of "6" means IPv6 is sup-
		   ported, and IP addresses are logged in  dotted  quad  or  hex
		   format, as described in the "Compile-time Configuration" sub-
		   section.

     The  second type of log message is written to the file when a data log mes-
     sage is generated.  The text below shows an example data log  triggered  by
     an IPv4 TCP/IP packet.  The data is CSV formatted.

	   o,0xbec491a5,1238556193.463551,172.16.7.28,22,172.16.2.5,55931, \
	   1073725440,172312,6144,66560,66608,8,1,4,1448,936,1,996,255, \
	   33304,208,66608,0,208,0

     Field descriptions are as follows:

	   1	   Direction  of  packet that triggered the log message.  Either
		   "i" for in, or "o" for out.

	   2	   Hash of the packet that triggered the log message.

	   3	   Time at which the packet that triggered the log  message  was
		   processed  by  the  pfil(9) hook function, in seconds and mi-
		   croseconds since the UNIX epoch.

	   4	   The IPv4 or IPv6 address of the local host,	in  dotted  quad
		   (IPv4 packet) or colon-separated hex (IPv6 packet) notation.

	   5	   The TCP port that the local host is communicating via.

	   6	   The	IPv4 or IPv6 address of the foreign host, in dotted quad
		   (IPv4 packet) or colon-separated hex (IPv6 packet) notation.

	   7	   The TCP port that the foreign host is communicating via.

	   8	   The slow start threshold for the flow, in bytes.

	   9	   The current congestion window for the flow, in bytes.

	   10	   The current bandwidth-controlled  window  for  the  flow,  in
		   bytes.

	   11	   The	current sending window for the flow, in bytes.	The post
		   scaled value is reported, except during the initial handshake
		   (first few packets), during which time the unscaled value  is
		   reported.

	   12	   The	current receive window for the flow, in bytes.	The post
		   scaled value is always reported.

	   13	   The current window scaling factor for the sending window.

	   14	   The current window scaling factor for the receiving window.

	   15	   The current state of the TCP finite state machine, as defined
		   in <netinet/tcp_fsm.h>.

	   16	   The maximum segment size for the flow, in bytes.

	   17	   The current smoothed RTT estimate for the flow, in  units  of
		   TCP_RTT_SCALE  * HZ, where TCP_RTT_SCALE is a define found in
		   tcp_var.h, and HZ is the  kernel's  tick  timer.   Divide  by
		   TCP_RTT_SCALE  * HZ to get the RTT in secs. TCP_RTT_SCALE and
		   HZ are reported in the enable log message.

	   18	   SACK enabled indicator. 1 if SACK enabled, 0 otherwise.

	   19	   The current state  of  the  TCP  flags  for	the  flow.   See
		   <netinet/tcp_var.h> for information about the various flags.

	   20	   The	current  retransmission  timeout length for the flow, in
		   units of HZ, where HZ is the kernel's tick timer.  Divide  by
		   HZ  to  get	the timeout length in seconds. HZ is reported in
		   the enable log message.

	   21	   The current size of the socket send buffer in bytes.

	   22	   The current number of bytes in the socket send buffer.

	   23	   The current size of the socket receive buffer in bytes.

	   24	   The current number of bytes in the socket receive buffer.

	   25	   The current number of unacknowledged bytes in-flight.   Bytes
		   acknowledged via SACK are not excluded from this count.

	   26	   The current number of segments in the reassembly queue.

     The  third  type  of  log message is written to the file when the module is
     disabled and ceases collecting data from the running kernel.  The text  be-
     low shows an example module disable log.  The fields are tab delimited key-
     value  pairs which provide statistics about operations since the module was
     most recently enabled.

	   disable_time_secs=1238556197    disable_time_usecs=933607 \
	   num_inbound_tcp_pkts=356    num_outbound_tcp_pkts=627 \
	   total_tcp_pkts=983	 num_inbound_skipped_pkts_malloc=0 \
	   num_outbound_skipped_pkts_malloc=0	 num_inbound_skipped_pkts_mtx=0 \
	   num_outbound_skipped_pkts_mtx=0    num_inbound_skipped_pkts_tcb=0 \
	   num_outbound_skipped_pkts_tcb=0    num_inbound_skipped_pkts_icb=0 \
	   num_outbound_skipped_pkts_icb=0    total_skipped_tcp_pkts=0 \
	   flow_list=172.16.7.28;22-172.16.2.5;55931,

     Field descriptions are as follows:

	   disable_time_secs
		   Time at which the module was disabled, in seconds  since  the
		   UNIX epoch.

	   disable_time_usecs
		   Time  at which the module was disabled, in microseconds since
		   disable_time_secs.

	   num_inbound_tcp_pkts
		   Number of TCP packets that traversed up  the  network  stack.
		   This  only  includes  inbound  TCP packets during the periods
		   when SIFTR was enabled.

	   num_outbound_tcp_pkts
		   Number of TCP packets that traversed down the network  stack.
		   This  only  includes  outbound TCP packets during the periods
		   when SIFTR was enabled.

	   total_tcp_pkts
		   The	 summation   of   num_inbound_tcp_pkts	 and	num_out-
		   bound_tcp_pkts.

	   num_inbound_skipped_pkts_malloc
		   Number  of inbound packets that were not processed because of
		   failed malloc() calls.

	   num_outbound_skipped_pkts_malloc
		   Number of outbound packets that were not processed because of
		   failed malloc() calls.

	   num_inbound_skipped_pkts_mtx
		   Number of inbound packets that were not processed because  of
		   failure to add the packet to the packet processing queue.

	   num_outbound_skipped_pkts_mtx
		   Number of outbound packets that were not processed because of
		   failure to add the packet to the packet processing queue.

	   num_inbound_skipped_pkts_tcb
		   Number  of inbound packets that were not processed because of
		   failure to find the TCP control  block  associated  with  the
		   packet.

	   num_outbound_skipped_pkts_tcb
		   Number of outbound packets that were not processed because of
		   failure  to	find  the  TCP control block associated with the
		   packet.

	   num_inbound_skipped_pkts_icb
		   Number of inbound packets that were not processed because  of
		   failure  to	find  the  IP  control block associated with the
		   packet.

	   num_outbound_skipped_pkts_icb
		   Number of outbound packets that were not processed because of
		   failure to find the IP  control  block  associated  with  the
		   packet.

	   total_skipped_tcp_pkts
		   The summation of all skipped packet counters.

	   flow_list
		   A  CSV  list of TCP flows that triggered data log messages to
		   be generated since the module was loaded.  Each flow entry in
		   the	     CSV       list	   is	     formatted	      as
		   "local_ip;local_port-foreign_ip;foreign_port".   If there are
		   no entries in the list (i.e. no data log messages were gener-
		   ated), the value will be blank.  If there is at least one en-
		   try in the list, a trailing comma will always be present.

     The total number of data log messages found in the log file  for  a  module
     enable/disable    cycle	should	  equate   to	total_tcp_pkts	 -   to-
     tal_skipped_tcp_pkts.

IMPLEMENTATION NOTES
     SIFTR hooks into the network stack using the  pfil(9)  interface.	 In  its
     current incarnation, it hooks into the AF_INET/AF_INET6 (IPv4/IPv6) pfil(9)
     filtering	points,  which means it sees packets at the IP layer of the net-
     work stack.  This means that TCP packets inbound to the  stack  are  inter-
     cepted  before they have been processed by the TCP layer.	Packets outbound
     from the stack are intercepted after they have been processed  by	the  TCP
     layer.

     The diagram below illustrates how SIFTR inserts itself into the stack.

	   ----------------------------------
		      Upper Layers
	   ----------------------------------
	       ^		       |
	       |		       |
	       |		       |
	       |		       v
	    TCP in		    TCP out
	   ----------------------------------
	       ^		      |
	       |________     _________|
		       |     |
		       |     v
		      ---------
		      | SIFTR |
		      ---------
		       ^     |
	       ________|     |__________
	       |		       |
	       |		       v
	   IPv{4/6} in		  IPv{4/6} out
	   ----------------------------------
	       ^		       |
	       |		       |
	       |		       v
	   Layer 2 in		  Layer 2 out
	   ----------------------------------
		     Physical Layer
	   ----------------------------------

     SIFTR uses the alq(9) interface to manage writing data to disk.

     At first glance, you might mistakenly think that SIFTR extracts information
     from  individual TCP packets.  This is not the case.  SIFTR uses TCP packet
     events (inbound and outbound) for each TCP flow originating from the system
     to trigger a dump of the state of the TCP	control  block	for  that  flow.
     With  the	PPL  set to 1, we are in effect sampling each TCP flow's control
     block state as frequently as flow packets enter/leave the system.	For  ex-
     ample,  setting  PPL  to  2 halves the sampling rate i.e. every second flow
     packet (inbound OR outbound) causes a dump of the control block state.

     The distinction between interrogating individual packets  vs  interrogating
     the  control block is important, because SIFTR does not remove the need for
     packet capturing tools like tcpdump(1).  SIFTR allows you to correlate  and
     observe  the cause-and-affect relationship between what you see on the wire
     (captured using a tool like tcpdump(1)) and  changes  in  the  TCP  control
     block corresponding to the flow of interest.  It is therefore useful to use
     SIFTR  and a tool like tcpdump(1) to gather the necessary data to piece to-
     gether the complete picture.  Use of either tool on its  own  will  not  be
     able to provide all of the necessary data.

     As  a result of needing to interrogate the TCP control block, certain pack-
     ets during the lifecycle of a connection are unable to trigger a SIFTR  log
     message.  The initial handshake takes place without the existence of a con-
     trol  block  and  the  final ACK is exchanged when the connection is in the
     TIMEWAIT state.

     SIFTR was designed to minimise the delay introduced to  packets  traversing
     the  network  stack.  This design called for a highly optimised and minimal
     hook function that extracted the minimal details necessary  whilst  holding
     the  packet up, and passing these details to another thread for actual pro-
     cessing and logging.

     This multithreaded design does introduce some contention  issues  when  ac-
     cessing  the  data structure shared between the threads of operation.  When
     the hook function tries to place details in the structure,  it  must  first
     acquire  an  exclusive lock.  Likewise, when the processing thread tries to
     read details from the structure, it must also acquire an exclusive lock  to
     do so.  If one thread holds the lock, the other must wait before it can ob-
     tain  it.	 This does introduce some additional bounded delay into the ker-
     nel's packet processing code path.

     In some cases (e.g. low memory, connection termination), TCP  packets  that
     enter  the SIFTR pfil(9) hook function will not trigger a log message to be
     generated.  SIFTR refers to this outcome as a "skipped packet".  Note  that
     SIFTR  always  ensures  that  packets  are  allowed to continue through the
     stack, even if they could not successfully  trigger  a  data  log	message.
     SIFTR  will therefore not introduce any packet loss for TCP/IP packets tra-
     versing the network stack.

   Important Behaviours
     The behaviour of a log file path change whilst the module is enabled is  as
     follows:

     1.   Attempt  to  open  the  new file path for writing.  If this fails, the
	  path change will fail and the existing path will continue to be used.

     2.   Assuming the new path is valid and opened successfully:

	  -   Flush all pending log messages to the old file path.

	  -   Close the old file path.

	  -   Switch the active log file pointer to point at the new file path.

	  -   Commence logging to the new file.

     During the time between the flush of pending log messages to the  old  file
     and commencing logging to the new file, new log messages will still be gen-
     erated  and  buffered.   As soon as the new file path is ready for writing,
     the accumulated log messages will be written out to the file.

EXAMPLES
     To enable the module's operations,  run  the  following  command  as  root:
     sysctl net.inet.siftr.enabled=1

     To change the granularity of log messages such that 1 log message is gener-
     ated  for every 10 TCP packets per connection, run the following command as
     root: sysctl net.inet.siftr.ppl=10

     To change the log file location to /tmp/siftr.log, run the  following  com-
     mand as root: sysctl net.inet.siftr.logfile=/tmp/siftr.log

SEE ALSO
     alq(9), pfil(9) sysctl(8), tcp(4), tcpdump(1),

ACKNOWLEDGEMENTS
     Development  of  this software was made possible in part by grants from the
     Cisco University Research Program Fund at Community Foundation Silicon Val-
     ley, and the FreeBSD Foundation.

HISTORY
     SIFTR first appeared in FreeBSD 7.4 and FreeBSD 8.2.

     SIFTR was first released in 2007 by Lawrence Stewart and James Healy whilst
     working on the NewTCP research project at Swinburne University's Centre for
     Advanced Internet Architectures, Melbourne, Australia, which was made  pos-
     sible in part by a grant from the Cisco University Research Program Fund at
     Community Foundation Silicon Valley.  More details are available at:

     http://caia.swin.edu.au/urp/newtcp/

     Work on SIFTR v1.2.x was sponsored by the FreeBSD Foundation as part of the
     "Enhancing the FreeBSD TCP Implementation" project 2008-2009.  More details
     are available at:

     http://www.freebsdfoundation.org/

     http://caia.swin.edu.au/freebsd/etcp09/

AUTHORS
     SIFTR  was  written  by  Lawrence	Stewart <lstewart@FreeBSD.org> and James
     Healy <jimmy@deefa.com>.

     This manual page was written by Lawrence Stewart <lstewart@FreeBSD.org>.

BUGS
     Current known limitations and any relevant workarounds are outlined below:

     -	 The internal queue used to pass information between the threads of  op-
	 eration  is currently unbounded.  This allows SIFTR to cope with bursty
	 network traffic, but sustained high packet-per-second traffic can cause
	 exhaustion of kernel memory if the processing	thread	cannot	keep  up
	 with the packet rate.

     -	 If  using SIFTR on a machine that is also running other modules utilis-
	 ing the pfil(9) framework e.g.  dummynet(4), ipfw(8), pf(4), the  order
	 in  which  you  load  the modules is important.  You should kldload the
	 other modules first, as this will ensure TCP packets undergo any neces-
	 sary manipulations before SIFTR "sees" and processes them.

     -	 There is a known, harmless lock  order  reversal  warning  between  the
	 pfil(9) mutex and tcbinfo TCP lock reported by witness(4) when SIFTR is
	 enabled in a kernel compiled with witness(4) support.

     -	 There is no way to filter which TCP flows you wish to capture data for.
	 Post  processing is required to separate out data belonging to particu-
	 lar flows of interest.

     -	 The module does not detect deletion of the log file path.  New log mes-
	 sages will simply be lost if the  log	file  being  used  by  SIFTR  is
	 deleted  whilst  the module is set to use the file.  Switching to a new
	 log file using the net.inet.siftr.logfile variable will create the  new
	 file  and allow log messages to begin being written to disk again.  The
	 new log file path must differ from the path to the deleted file.

     -	 The hash table used within the code is sized to hold 65536 flows.  This
	 is not a hard limit, because chaining	is  used  to  handle  collisions
	 within  the hash table structure.  However, we suspect (based on analo-
	 gies with other hash table performance data) that the hash  table  look
	 up  performance  (and	therefore the module's packet processing perfor-
	 mance) will degrade in an exponential manner as the  number  of  unique
	 flows handled in a module enable/disable cycle approaches and surpasses
	 65536.

     -	 There	is  no garbage collection performed on the flow hash table.  The
	 only way currently to flush it is to disable SIFTR.

     -	 The PPL variable applies to packets that make it  into  the  processing
	 thread,  not  total packets received in the hook function.  Packets are
	 skipped before the PPL variable is applied, which means there may be  a
	 slight  discrepancy in the triggering of log messages.  For example, if
	 PPL was set to 10, and the 8th packet since the  last	log  message  is
	 skipped,  the	11th  packet will actually trigger the log message to be
	 generated.  This is discussed in greater depth in CAIA technical report
	 070824A.

     -	 At the time of writing, there was no simple way to hook  into	the  TCP
	 layer	to intercept packets.  SIFTR's use of IP layer hook points means
	 all IP traffic will be processed by the SIFTR	pfil(9)  hook  function,
	 which	introduces  minor,  but nonetheless unnecessary packet delay and
	 processing overhead on the system for non-TCP packets as well.  Hooking
	 in at the IP layer is also not ideal from the data gathering  point  of
	 view.	 Packets traversing up the stack will be intercepted and cause a
	 log message generation BEFORE they  have  been  processed  by	the  TCP
	 layer,  which means we cannot observe the cause-and-affect relationship
	 between inbound events and the corresponding TCP control block as  pre-
	 cisely as could be.  Ideally, SIFTR should intercept packets after they
	 have  been processed by the TCP layer i.e.  intercept packets coming up
	 the stack after they have been processed by tcp_input(), and  intercept
	 packets  coming  down	the  stack  after  they  have  been processed by
	 tcp_output().	The current code still	gives  satisfactory  granularity
	 though, as inbound events tend to trigger outbound events, allowing the
	 cause-and-effect  to  be  observed indirectly by capturing the state on
	 outbound events as well.

     -	 The "inflight bytes" value logged by SIFTR does not take  into  account
	 bytes that have been SACK'ed by the receiving host.

     -	 Packet hash generation does not currently work for IPv6 based TCP pack-
	 ets.

     -	 Compressed  notation is not used for IPv6 address representation.  This
	 consumes more bytes than is necessary in log output.

FreeBSD 7.4			November 12, 2010			SIFTR(4)

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